Michael G. Mckinney

INTERCOASTAL CAPITAL MARKETS

Boca Raton, FL 33432

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CRD#: 2762153

Professional summary

Michael Glenn Mckinney is a registered financial professional currently at INTERCOASTAL CAPITAL MARKETS, INC. located in Boca Raton, Florida.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Glenn Mckinney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2022 - Present

INTERCOASTAL CAPITAL MARKETS, INC.

Office #1: 200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432

CRD#: 83

Boca Raton, FL

Past

July 10, 2013 - July 21, 2021

NATHAN HALE CAPITAL, LLC

CRD#: 123650

CHARLOTTE, NC

Past

February 9, 2009 - June 14, 2013

NATALLIANCE SECURITIES, LLC

CRD#: 39455

CORNELIUS, NC

Past

April 18, 2008 - February 6, 2009

TEJAS SECURITIES GROUP, INC.

CRD#: 36705

AUSTIN, TX

Past

August 2, 2004 - April 29, 2005

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHARLOTTE, NC

Past

April 23, 2001 - May 27, 2004

AMHERST SECURITIES GROUP, L.P.

CRD#: 31141

AUSTIN, TX

Past

October 31, 2000 - January 30, 2001

FIRST SOUTHWEST COMPANY, LLC

CRD#: 316

DALLAS, TX

Past

July 24, 1996 - November 20, 2000

WILLIAM R. HOUGH & CO.

CRD#: 2235

ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/2/2022)

Colorado
(5/2/2022)

Florida
(5/2/2022)

Georgia
(5/2/2022)

Maryland
(5/2/2022)

Massachusetts
(5/2/2022)

New York
(5/2/2022)

North Carolina
(5/2/2022)

Ohio
(5/2/2022)

Pennsylvania
(5/2/2022)

Exams

State Security Law Exam

Series 63

Date: 4/25/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/11/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INTERCOASTAL CAPITAL MARKETS, INC.

BELLAMAH, NEUHAUSER & BARRETT, INC. | INTERCOASTAL CAPITAL MARKETS, INC. (ICM) | INTERCOASTAL CAPITAL MARKETS, INC.

CRD#: 83 / SEC#: , 8-9698

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432

Mailing Address

200 East Palmetto Park Road Suite 108, Boca Raton, FL 33432

Phone number

(561) 939-8282

Established

District of Columbia since 07/26/1960

Firm type

Corporation

Fiscal year end

May

Firm Size

Small

# of Employees

FINRA licenses (38 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TRIFECTA GROUP HOLDINGS LLC	OWNER
BIRD, CARL DAVID JR.	CHIEF EXECUTIVE OFFICER	4482416
ROGERS, JOHN WILLIAM JR	PRESIDENT, CHIEF COMPLIANCE OFFICER	2424004
SINGER, STEVEN FREDERIC	CHIEF FINANCIAL OFFICER, COO, FINOP	2360737

Disclosures

Regulatory Event	9
Arbitration	2
Bond	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael G. Mckinney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Glenn Mckinney's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATHAN HALE CAPITAL, LLC

NATALLIANCE SECURITIES, LLC

TEJAS SECURITIES GROUP, INC.

WELLS FARGO SECURITIES, LLC

AMHERST SECURITIES GROUP, L.P.

FIRST SOUTHWEST COMPANY, LLC

WILLIAM R. HOUGH & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/25/2008

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/17/2008

Series 24

Date: 5/11/2010

FINRA

Current Firm

INTERCOASTAL CAPITAL MARKETS, INC.

Contact information

FINRA licenses (38 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INTERCOASTAL CAPITAL MARKETS, INC.

TRUST BUT VERIFY

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