Keith Whitney
Professional Summary
Keith Whitney, who also goes by Keith Robert Whitney, Keith R Whitney, is a registered financial advisor currently at COMPASS SECURITIES CORPORATION located in Somerville, Massachusetts. Keith is registered as a RR (Registered Representative) and started their career in finance in 1996. Keith has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Keith Robert Whitney, Keith R Whitney
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
COMPASS SECURITIES CORPORATION
Contact Information
Main Address
50 Braintree Hill Park Suite 105, Braintree, MA 02184-8734Mailing Address
50 Braintree Hill Park Suite 105, Braintree, MA 02184-8734Phone Number
(781) 535-6083Established
Massachusetts since 11/05/1984Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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State Registrations and Notice Filings
(1/21/2026)
(2/5/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2006About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 2006About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Keith Whitney's CRS (Customer Relationship Summary).
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