Keith Whitney
Professional summary
Keith Whitney, who also goes by Keith Robert Whitney, Keith R Whitney, is a registered financial professional currently at COMPASS SECURITIES CORPORATION located in Somerville, Massachusetts.
Keith is registered as a RR (Registered Representative) and started their career in finance in 1996. Keith has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keith Whitney's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2018 - Present
COMPASS SECURITIES CORPORATION
Office #1: 12 Winter Street, Somerville, MA 02144June 1, 2016 - October 24, 2017
BHA SELECT NETWORK, LLC
September 3, 2015 - May 23, 2016
COMPASS SECURITIES CORPORATION
March 14, 2006 - September 20, 2010
FIDELITY DISTRIBUTORS COMPANY LLC
August 23, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 23, 1996 - June 21, 1999
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/5/2018)
Exams
FINRA
Current Firm
COMPASS SECURITIES CORPORATION
CRD#: 16168 / SEC#: , 8-33438
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
COMPASS SECURITIES CORPORATION
CRD#: 16168Somerville, MA 02144TRUST BUT VERIFY
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