Enrique Aguilera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Enrique Aguilera was a registered financial professional .
Enrique is a previously registered financial professional and started their career in finance in 1997. Enrique had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2002 - November 6, 2006
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
August 24, 2001 - November 30, 2001
S. B. CANTOR & CO., INC.
December 19, 2000 - July 30, 2001
DEUTSCHE IXE, LLC
February 29, 2000 - January 1, 2001
APEX CLEARING CORPORATION
October 12, 1999 - March 7, 2000
PARAGON CAPITAL MARKETS, INC.
March 18, 1999 - October 13, 1999
DRAKE & COMPANY, INC.
June 6, 1997 - August 12, 1997
DUKE & CO., INC.
February 18, 1997 - May 12, 1997
CORTLANDT CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/11/2000
Limited Representative-Equity Trader ExamCurrent Firm
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
CRD#: 104249 / SEC#: , 8-52711
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVOLUTION TRADING MANAGEMENT LLC | OWNER | |
| DENSON, DARYL LEONARD | CHIEF OPERATING OFFICER; FIN-OP, SROP, CROP | 1134397 |
| MASSO, ANTHONY JUDE | CEO/CCO |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
