Scott Saunders
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Saunders, who also goes by Scott Matthew Saunders, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2000. Scott had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2014 - June 4, 2017
AMERICA NORTHCOAST SECURITIES, INC.
July 11, 2014 - July 5, 2018
NORTHCOAST RESEARCH PARTNERS, LLC
January 2, 2013 - July 2, 2014
BB&T SECURITIES, LLC
March 13, 2001 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
February 16, 2000 - August 7, 2000
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMERICA NORTHCOAST SECURITIES, INC.
CRD#: 16076 / SEC#: , 8-33033
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
