Stacey Ann Rosa
Professional Summary
Stacey Ann Rosa, who also goes by Stacey A Phillips, Stacey Ann Phillips, is a registered financial advisor currently at ALANTRA, LLC located in Boston, Massachusetts. Stacey is registered as a RR (Registered Representative) and started their career in finance in 1999. Stacey has worked at 3 firms and has passed the Series 6 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stacey A Phillips, Stacey Ann Phillips
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
ALANTRA, LLC | DOWNER & COMPANY, LLC | DOWNER & COMPANY
Contact Information
Main Address
160 Federal Street Suite 1302, Boston, MA 02110Mailing Address
160 Federal Street Suite 1302, Boston, MA 02110Phone Number
(617) 482-6200Established
Massachusetts since 12/29/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1999About the Series 6 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jan 2022About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stacey Ann Rosa's CRS (Customer Relationship Summary).
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