Lawrence E. Gatewood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Elbert Gatewood, who also goes by Larry Gatewood, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1996. Lawrence had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2013 - January 29, 2016
FINANCIAL ARCHITECTS, INC
October 28, 2010 - April 1, 2013
MML INVESTORS SERVICES, LLC
August 8, 2001 - April 1, 2013
MML INVESTORS SERVICES, LLC
March 14, 2001 - September 13, 2001
BRECEK & YOUNG ADVISORS, INC.
April 11, 2000 - March 6, 2001
DONAHUE SECURITIES, INC.
August 12, 1996 - May 9, 2000
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL ARCHITECTS, INC
CRD#: 145549 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 78 |
| AUM (Assets Under Management) | $ 65,034,515 |
Red Flags
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