Tanya M. Mcelwain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tanya M Mcelwain, who also goes by Tanya Elizondo, Tanya Michelle Waggoner, was a registered financial professional .
Tanya is a previously registered financial professional and started their career in finance in 1999. Tanya had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2019 - February 7, 2025
SCF SECURITIES, INC.
July 7, 2006 - April 4, 2019
MOMENTUM INDEPENDENT NETWORK INC.
May 14, 2004 - July 8, 2004
OXFORD FINANCIAL GROUP
September 12, 2000 - May 24, 2002
UBS FINANCIAL SERVICES INC.
September 12, 2000 - May 24, 2002
UBS FINANCIAL SERVICES INC.
December 22, 1999 - September 7, 2000
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
