Thomas L. Irby
Professional summary
Thomas Lester Irby II was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Thomas is a previously registered financial advisor and started their career in finance in 1996. Prior to being barred, Thomas had worked at 4 firms, which includes TITAN WEALTH MANAGEMENT LLC, LEO BROKERAGE LLC, LOCKEY INVESTMENT GROUP LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2004 - December 31, 2009
TITAN WEALTH MANAGEMENT, LLC
August 3, 2004 - December 31, 2005
LEO BROKERAGE, LLC
April 24, 2003 - December 31, 2004
LOCKEY INVESTMENT GROUP, LLC
August 20, 1996 - April 22, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 7, 1996 - April 22, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Current firm
No current employment
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