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Jill Sung

ABACUS INTERNATIONAL CAPITAL
New York, NY 10013
Some features on this profile are disabled
CRD#: 2761361
JS

Professional summary

Jill Sung is a registered financial professional currently at ABACUS INTERNATIONAL CAPITAL CORP. located in New York, New York.

Jill is registered as a RR (Registered Representative) and started their career in finance in 1996. Jill has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jill Sung's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 26, 1996 - Present

ABACUS INTERNATIONAL CAPITAL CORP.

Office #1: 6 Bowery 4th Floor, New York, NY, 10013Office #2: 6 Bowery 4th Floor, New York, NY, 10013
BD
CRD#: 32119
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/13/1996)

Exams

State Security Law Exam
RR
Series 63
Date: 9/12/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/23/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/8/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AI
ABACUS INTERNATIONAL CAPITAL CORP.
ABACUS CAPITAL CORP. | ABACUS SECURITIES CORP. | ABACUS INTERNATIONAL CAPITAL CORP.

CRD#: 32119 / SEC#: , 8-46418

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
6 Bowery 4th Floor, New York, NY, 10013
Mailing Address
6 Bowery 4th Floor, New York, NY, 10013
Phone number
(212) 266-9063
Established
New York since 03/15/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ABACUS FEDERAL SAVINGS BANKPARENT
SONG, ROBERT MICHAELFINOP2917509
SUNG, JILLVICE PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER2761361
SUNG, THOMAS CCCHAIRMAN, CEO, PRESIDENT, MUNICIPAL SECURITIES PRINCIPAL, ROP2338031
SUNG, VERADIRECTOR2415260

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABACUS INTERNATIONAL CAPITAL CORP.

CRD#: 32119New York, NY 10013

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