Shelley M. Moffatt
Professional summary
Shelley Marie Moffatt, who also goes by Shelley M Moffatt, is a registered financial advisor currently at MADISON PARTNERS located in Waunakee, Wisconsin.
Shelley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Shelley has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shelley Marie Moffatt's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2023 - Present
MADISON PARTNERS
Office #1: 109 South St, Waunakee, WI 53597September 14, 2005 - December 19, 2023
EDWARD JONES
May 22, 1998 - December 19, 2023
EDWARD JONES
September 3, 1997 - January 23, 1998
U.S. BANCORP INVESTMENTS, INC.
December 20, 1996 - September 3, 1997
U.S. BANCORP SECURITIES
Primary Firm SEC Registration
MADISON PARTNERS
CRD#: 305824 / SEC#: 801-118168
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/15/2023)
Exams
Current Firm
MADISON PARTNERS
CRD#: 305824 / SEC#: 801-118168
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,779 |
| AUM (Assets Under Management) | $ 1,094,186,882 |
Red Flags
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Company Information
MADISON PARTNERS
Financial AdvisorCRD#: 305824Waunakee, WI 53597TRUST BUT VERIFY
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