Michael De Gaglia
Professional summary
Michael De Gaglia, who also goes by Michael T De Gaglia, Michael Thomas Degaglia, is a registered financial professional currently at APPIA FINANCIAL SERVICES located in Jersey City, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael De Gaglia's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2026 - Present
APPIA FINANCIAL SERVICES
Office #1: 101 Hudson Street 21st Floor, Jersey City, NJ, 07302October 8, 2018 - September 12, 2025
ROBINHOOD SECURITIES, LLC
March 14, 2012 - July 10, 2018
DEUTSCHE BANK SECURITIES INC.
January 25, 2010 - December 5, 2011
BNP PARIBAS SECURITIES CORP.
January 19, 2010 - December 5, 2011
BNP PARIBAS PRIME BROKERAGE, INC.
May 16, 2006 - January 5, 2010
FORTIS SECURITIES LLC
January 7, 2003 - May 9, 2006
UBS SECURITIES LLC
December 17, 1997 - May 9, 2006
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/1/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
APPIA FINANCIAL SERVICES
CRD#: 335559 / SEC#: , 8-71348
Contact information
Documents
Direct owners and executive officers
Red Flags
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