Elizabeth V. Loew

ROCKWOOD WEALTH MANAGEMENT

New Hope, PA 18938

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CRD#: 2761198

Professional summary

Elizabeth V Loew, who also goes by Elizabeth Vogel Loew, Elizabeth Loew, Elizabeth Ann Vogel, is a registered financial advisor currently at ROCKWOOD WEALTH MANAGEMENT, LLC located in New Hope, Pennsylvania.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Elizabeth has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elizabeth Vogel Loew | Elizabeth Loew | Elizabeth Ann Vogel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Cocoa Loew Co. located in Whitehouse Station, NJ; not investment-related; online cookie bakery for delivery and shipping; Owner since 2014; time spent outside of trading hours is approximately 5 hours per week, none during trading hours; responsibilities include baking and delivery. 2. Loew & Patel Orthodontist in Flemington, NJ; not investment-related; marketing and finance manager for orthodontist business since 2000; time spent outside of trading hours is approximately 1 hour week, none during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth V Loew's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2021 - Present

ROCKWOOD WEALTH MANAGEMENT, LLC

Office #1: 6464 Lower York Road, New Hope, PA 18938

RIA

CRD#: 137481

New Hope, PA

Past

May 26, 2020 - January 19, 2021

FOUNTAINHEAD ADVISORS

RIA

CRD#: 156185

WARREN, NJ

Past

June 28, 1996 - July 16, 1998

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROCKWOOD WEALTH MANAGEMENT, LLC

BOOTH ADVISORY GROUP, LLC | ROCKWOOD WEALTH MANAGEMENT, LLC

CRD#: 137481 / SEC#: 801-69884

RIA

Registered Investment Advisory firm - (1/26/2009 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/27/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/15/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/25/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/11/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/27/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ROCKWOOD WEALTH MANAGEMENT, LLC

BOOTH ADVISORY GROUP, LLC | ROCKWOOD WEALTH MANAGEMENT, LLC

CRD#: 137481 / SEC#: 801-69884

RIA

Registered Investment Advisory firm - (1/26/2009 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/27/2009 Terminated)

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Contact information

Main Address

6464 Lower York Road, New Hope, PA 18938

Mailing Address

Phone number

(267) 983-6400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWM ADV PART2A BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	4,476
AUM (Assets Under Management)	$ 2,185,443,848

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/20/2023	Cover Page	Report
02/02/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Elizabeth V. Loew

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth V Loew's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUNTAINHEAD ADVISORS

HSBC BROKERAGE (USA) INC.

Primary Firm SEC Registration

ROCKWOOD WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/15/2020

Series 63

Date: 7/25/1996

SIE

Date: 11/11/2019

Series 6

Date: 6/27/1996

Current Firm

ROCKWOOD WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ROCKWOOD WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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