Michael W. Lutz

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CRD#: 2761160

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Wayne Lutz, CFP® was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.1/2000 LEGACY FINANCIAL STRATEGIES, LLC; 4060 INDIAN CREEK PARKWAY OVERLAND PARK, KS 66207 ; INVESTMENT RELATED; MANAGING MEMBER, CEO, REGISTERED INVESTMENT ADVISER; 75% OF TIME. 2. 11/2009 - LEGACY FINANCIAL STRATEGIES LLC; 4060 INDIAN CREEK PARKWAY OVERLAND PARK, KS 66207; INVESTMENT RELATED; CERTIFIED FINANCIAL PLANNER - FINANCIAL PLANNING; 15% OF TIME. 3. 07/2011 LEGACY FINANCIAL STRATEGIES, LLC; 4060 INDIAN CREEK PARKWAY OVERLAND PARK, KS 66207 ; INVESTMENT RELATED; INDEPENDENT INSURANCE AGENCY ; INSURANCE PRODUCER - INSURANCE SALES AND SERVICE; 10% OF TIME. 4. 1/2000; TRUSTEE FOR LUTZ FAMILY IRREVOCABLE TRUST; 1414 SW ASHWORTH PLACE, TOPEKA, KS 66604; INVESTMENT-RELATED; 1 HOUR PER MONTH, NON-TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Past

August 18, 2016 - November 21, 2024

LEGACY FINANCIAL STRATEGIES, LLC

RIA

CRD#: 283553

OVERLAND PARK, KS

Past

July 27, 2009 - December 16, 2016

LEGACY FINANCIAL STRATEGIES, LLC

RIA

CRD#: 149507

OVERLAND PARK, KS

Past

September 11, 2000 - October 8, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

PRAIRIE VILLAGE, KS

Past

May 19, 2000 - October 31, 2011

LPL FINANCIAL LLC

CRD#: 6413

PRAIRIE VILLAGE, KS

Past

October 15, 1996 - May 22, 2000

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY FINANCIAL STRATEGIES, LLC

CRD#: 283553 / SEC#: 801-107930

RIA

Registered Investment Advisory firm - (7/1/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/29/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/16/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/14/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/15/2000

General Securities Principal Examination

Current Firm

LEGACY FINANCIAL STRATEGIES, LLC

CRD#: 283553 / SEC#: 801-107930

RIA

Registered Investment Advisory firm - (7/1/2016 Approved)

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Contact information

Main Address

5400 Colllege Blvd. Ste. A, Overland Park, KS 66211

Mailing Address

Phone number

(913) 403-0600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEGACY FINANCIAL STRATEGIES, LLC PART 2A (3/14/2025)

Regulatory assets under management

Total Number of Accounts	2,014
AUM (Assets Under Management)	$ 806,094,432

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael W. Lutz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LEGACY FINANCIAL STRATEGIES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

Primary Firm SEC Registration

LEGACY FINANCIAL STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/29/2000

Series 63

Date: 10/16/1996

Series 7

Date: 10/14/1996

Series 24

Date: 7/15/2000

Current Firm

LEGACY FINANCIAL STRATEGIES, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY FINANCIAL STRATEGIES, LLC

TRUST BUT VERIFY

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