Walter A. Ruch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Allwein Ruch III, who also goes by Trey Ruch, Walter A (iii) Ruch, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1997. Walter had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2017 - May 9, 2023
WEALTHSHIELD LLC
July 8, 2015 - October 21, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 8, 2015 - October 21, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
October 28, 2005 - October 21, 2015
INTL ADVISORY CONSULTANTS INC.
September 29, 2005 - October 26, 2015
STERNE, AGEE & LEACH, INC.
January 23, 2004 - October 3, 2005
MORGAN KEEGAN & COMPANY, LLC
April 24, 1997 - October 3, 2005
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
WEALTHSHIELD LLC
CRD#: 288875 / SEC#: 801-110853
Contact information
Red Flags
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