Rosa R. Weyman
Professional summary
Rosa Rebecca Weyman MRS., who also goes by Rosa R Prieto, Rosa Rebecca Prieto, Rosa Prieto, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Long Beach, California.
Rosa is registered as a RR (Registered Representative) and started their career in finance in 1997. Rosa has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rosa Rebecca Weyman MRS.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2006 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 111 West Ocean Boulevard Suite 1110, Long Beach, CA 90802November 14, 2006 - November 11, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
June 16, 1997 - April 16, 2001
METROPOLITAN LIFE INSURANCE COMPANY
June 16, 1997 - April 16, 2001
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/12/2006)
Exams
FINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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