Iakov Pevzner

GOTHAM BLOCK

New York, NY 10005

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CRD#: 2760988

Professional summary

Iakov Pevzner is a registered financial advisor currently at GOTHAM BLOCK, LLC located in New York, New York.

Iakov is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Iakov has worked at 5 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Iakov Pevzner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2021 - Present

GOTHAM BLOCK, LLC

Office #1: 99 Wall Street Suite 439, New York, NY 10005

RIA

CRD#: 290005

New York, NY

Past

May 11, 2004 - May 2, 2005

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

January 16, 2004 - May 14, 2004

AMBER MOUNTAIN INVESTMENTS, LLC

CRD#: 127784

CHICAGO, IL

Past

November 29, 1997 - December 12, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 9, 1996 - September 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/25/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 10/4/2002

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/6/1996

General Securities Representative Examination

Current Firm

GOTHAM BLOCK, LLC

CRD#: 290005 / SEC#:

New York

Registered Investment Advisory firm - (5/17/2018 Approved)

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Contact information

Main Address

99 Wall Street Suite 439, New York, NY 10005

Mailing Address

Phone number

(212) 729-8001

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Iakov Pevzner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Iakov Pevzner's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOTHAM BLOCK, LLC

DEUTSCHE BANK SECURITIES INC.

AMBER MOUNTAIN INVESTMENTS, LLC

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/25/2018

Series 63

Date: 12/11/1996

Series 55

Date: 10/4/2002

Series 7

Date: 9/6/1996

Current Firm

GOTHAM BLOCK, LLC

Contact information

Documents

Red Flags

Company Information

GOTHAM BLOCK, LLC

TRUST BUT VERIFY

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