William Unrein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Unrein JR, who also goes by William (nmn) Unrein Jr, William Unrein, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1996. William had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2015 - January 13, 2026
SKYLINE ADVISORS, INC.
August 10, 2012 - October 1, 2015
FAIRHAVEN FINANCIAL ADVISORS, INC.
August 10, 2012 - December 31, 2015
PURSHE KAPLAN STERLING INVESTMENTS
June 1, 2009 - August 16, 2012
MORGAN STANLEY
June 1, 2009 - August 16, 2012
MORGAN STANLEY
May 30, 1997 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 24, 1996 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
SKYLINE ADVISORS, INC.
CRD#: 188511 / SEC#: 801-94175
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SKYLINE ADVISORS, INC.
CRD#: 188511 / SEC#: 801-94175
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,204 |
| AUM (Assets Under Management) | $ 386,462,616 |
Red Flags
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