Mitchell L. Olive
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell Lance Olive, who also goes by Mitch Olive, Mitchell Olive, was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 1996. Mitchell had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2012 - April 11, 2019
STATE FARM VP MANAGEMENT CORP.
June 23, 2009 - April 23, 2012
STATE FARM VP MANAGEMENT CORP.
September 15, 2008 - November 12, 2008
MML INVESTORS SERVICES, LLC
June 23, 2006 - April 5, 2007
TRUIST INVESTMENT SERVICES, INC.
June 23, 2006 - April 5, 2007
TRUIST INVESTMENT SERVICES, INC.
July 6, 2005 - May 3, 2006
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - May 3, 2006
CHASE INVESTMENT SERVICES CORP.
February 4, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
January 16, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
February 5, 2001 - January 13, 2003
JPMORGAN DISTRIBUTION SERVICES, INC.
December 1, 1998 - December 31, 2000
BANC ONE SECURITIES CORPORATION
July 25, 1997 - November 19, 1998
CHARLES SCHWAB & CO., INC.
July 25, 1996 - July 21, 1997
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
