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JK

Joseph Michael Krupp Jr

CRD# 276042·Registered 1962 - 2001
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Michael Krupp JR, who also goes by Joe Krupp, was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1962 - 2001. Joseph had worked at 7 firms and has passed the Series 63, Series 7, Series 1 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joe Krupp

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

64 years in the financial services industry

Current & Past Employments

LIMITRADER SECURITIES, INC.·CRD# 22587
BD
New York, NY
July 21, 1998 - July 20, 2001
ALEX. BROWN & SONS INCORPORATED·CRD# 20
BD
October 26, 1995 - June 25, 1997
YAMAICHI INTERNATIONAL (AMERICA) INC.·CRD# 909
BD
New York, NY
May 25, 1994 - July 24, 1995
SCHRODER & CO. INC.·CRD# 6112
BD
New York, NY
June 13, 1988 - May 9, 1994
MORGAN STANLEY DW INC.·CRD# 7556
BD
December 15, 1987 - May 31, 1988
ALEX. BROWN & SONS INCORPORATED·CRD# 20
BD
October 24, 1978 - November 16, 1987
BUTCHER & SINGER INC.·CRD# 6517
BD
September 21, 1977 - November 10, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
April 25, 1962 - October 10, 1977

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Current Firm

LS
LIMITRADER SECURITIES, INC.

FAGIN, KOPLEY & HANSON, INC. | LIMITRADER SECURITIES, INC.

CRD#: 22587 / SEC#: 8-39869
BD
Terminated by SEC on 08/20/2001

Contact Information

Established

New Jersey since 03/17/1988

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
AUTOMATED TRADING SYSTEMSSHAREHOLDER—
HANSON, STEPHEN MATTHEWMANAGING DIRECTOR, SECRETARY1640118
MCGOURAN, DANIEL PATRICKMANAGING DIRECTOR, SALES327821
PHILLIPS, GLENN LAMBICHIEF FINANCIAL AND ADMINISTRATIVE OFFICER—
WEEDEN, DONALD EDWARDDIRECTOR461277

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1979About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1975About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Apr 1962

Series 40 — Registered Principal Examination

Passed Dec 1977

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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