Julie Bagley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Bagley, CFA, who also goes by Julie C Bagley, Julie Bagley, Julie C Baker, Julie Christine Baker, Julie Baker, Julie C Ryan, Julie Christine Ryan, Julie C. Ryan, Julie Ryan, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 2000. Julie had worked at 10 firms and has passed the Series 63, Series 82TO, Series 87, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2022 - January 4, 2023
REVERE SECURITIES LLC
March 31, 2022 - June 3, 2022
REVERE SECURITIES LLC
March 22, 2021 - April 20, 2022
WEILD & CO.
June 19, 2020 - August 13, 2020
THE BENCHMARK COMPANY, LLC
April 19, 2018 - June 19, 2018
AMERICAN CAPITAL PARTNERS, LLC
September 22, 2015 - March 14, 2018
MAXIM GROUP LLC
October 15, 2013 - August 4, 2015
MLV & CO. LLC
March 25, 2013 - December 11, 2013
WEILD & CO.
January 26, 2011 - May 6, 2011
MEREDITH WHITNEY SECURITIES, LLC
May 13, 2009 - January 31, 2011
WEILD & CO.
September 4, 2007 - March 23, 2009
STANFORD GROUP COMPANY
September 22, 2003 - January 4, 2006
KEEFE, BRUYETTE & WOODS, INC.
August 4, 2000 - April 15, 2003
BMO CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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