William C. Warnky
Professional summary
William Charles Warnky was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William Charles Warnky, who also goes by Bill Warnky, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1996. William had worked at 1 firm and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 1996 - October 30, 2008
FIRST CANTERBURY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST CANTERBURY SECURITIES, INC.
CRD#: 13121 / SEC#: , 8-29446
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JENNISON, RAYMOND ELLIS JR | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 867502 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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