Marcus A. Hebeler

CETERA INVESTMENT ADVISERS LLC

TRUMBULL, CT

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CRD#: 2760100

Professional summary

Marcus Anders Hebeler is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Trumbull, Connecticut and CETERA ADVISORS LLC located in Trumbull, Connecticut.

Marcus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Marcus has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 12/2015, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, AND ANNUITIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Anders Hebeler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

TRUMBULL, CT

Current

January 5, 2016 - Present

CETERA ADVISORS LLC

CRD#: 10299

Trumbull, CT

Past

January 11, 2016 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

DENVER, CO

Past

October 11, 2011 - January 15, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

NEW HAVEN, CT

Past

October 11, 2011 - January 15, 2016

LPL FINANCIAL LLC

CRD#: 6413

NEW HAVEN, CT

Past

February 13, 2007 - October 11, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

SHELTON, CT

Past

February 13, 2007 - October 11, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

SHELTON, CT

Past

August 8, 2006 - February 13, 2007

WEBSTER INVESTMENT SERVICES, INC.

RIA

CRD#: 46588

NEW HAVEN, CT

Past

August 8, 2006 - February 13, 2007

WEBSTER INVESTMENT SERVICES, INC.

CRD#: 46588

NEW HAVEN, CT

Past

July 5, 2005 - July 31, 2006

NEWALLIANCE INVESTMENTS, INC.

RIA

CRD#: 126880

NEW HAVEN, CT

Past

June 28, 2005 - July 31, 2006

NEWALLIANCE INVESTMENTS, INC.

CRD#: 126880

NEW HAVEN, CT

Past

February 10, 2004 - July 8, 2005

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

STAMFORD, CT

Past

January 23, 2004 - July 8, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 12, 1997 - February 15, 2001

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

SHELTON, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(1/11/2016)

IAR

Connecticut
(3/21/2024)

Florida
(1/5/2016)

Massachusetts
(1/5/2016)

New Hampshire
(2/14/2017)

New Jersey
(2/16/2018)

New York
(6/8/2016)

Pennsylvania
(3/18/2024)

South Carolina
(1/6/2025)

Tennessee
(3/2/2022)

Texas
(11/23/2021)

IAR

Texas
(3/21/2024)

Vermont
(2/5/2024)

Wisconsin
(7/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/12/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/22/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/10/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Marcus A. Hebeler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Anders Hebeler's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

WEBSTER INVESTMENT SERVICES, INC.

WEBSTER INVESTMENT SERVICES, INC.

NEWALLIANCE INVESTMENTS, INC.

NEWALLIANCE INVESTMENTS, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2004

Series 63

Date: 9/12/1996

SIE

Date: 10/1/2018

Series 7

Date: 1/22/2004

Series 6

Date: 3/10/1997

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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