Rana B. Diorio
Professional summary
Rana B. Diorio, who also goes by Rana Beth Diorio, Rana Diorio Stretch, is a registered financial professional currently at NORTH POINT MERGERS AND ACQUISITIONS, INC. located in San Francisco, California.
Rana is registered as a RR (Registered Representative) and started their career in finance in 1996. Rana has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rana B. Diorio's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2005 - Present
NORTH POINT MERGERS AND ACQUISITIONS, INC.
Office #1: 580 California Street Suite 2200, San Francisco, CA 94104May 30, 2001 - October 8, 2002
BANC OF AMERICA SECURITIES LLC
December 19, 2000 - May 31, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 1, 1997 - September 14, 1998
DB ALEX. BROWN LLC
September 27, 1996 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2005)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 9/18/1996
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
NORTH POINT MERGERS AND ACQUISITIONS, INC.
CRD#: 133300 / SEC#: , 8-66709
Contact information
FINRA licenses (22 States and Territories)
Red Flags
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