Jack A. Alexander
Professional summary
Jack Asbury Alexander was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jack is a previously registered financial professional and started their career in finance in 1960. Prior to being barred, Jack had worked at 13 firms, which includes CARDINAL CAPITAL MANAGEMENT INC., FAS WEALTH MANAGEMENT SERVICES INC., FINANCE 500 INC., INTERFIRST CAPITAL CORPORATION, ARGENT SECURITIES INC., PAULSON INVESTMENT COMPANY LLC, FINANCIAL WEST GROUP, DIEHL & COMPANY, TAMARON INVESTMENTS INC., INDEPENDENT INVESTMENT BROKERS OF AMERICA, PAS INC., FIRST AFFILIATED SECURITIES INC., ROBERTS SCOTT & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2000 - March 26, 2001
CARDINAL CAPITAL MANAGEMENT, INC.
August 6, 1998 - January 5, 2000
FAS WEALTH MANAGEMENT SERVICES, INC.
June 16, 1997 - August 19, 1998
FINANCE 500, INC.
January 21, 1997 - May 27, 1997
INTERFIRST CAPITAL CORPORATION
October 6, 1995 - December 16, 1996
ARGENT SECURITIES, INC.
December 24, 1991 - September 12, 1995
PAULSON INVESTMENT COMPANY LLC
October 9, 1991 - January 2, 1992
FINANCIAL WEST GROUP
August 7, 1990 - October 14, 1991
INTERFIRST CAPITAL CORPORATION
September 26, 1989 - August 7, 1990
DIEHL & COMPANY
March 23, 1989 - June 2, 1989
TAMARON INVESTMENTS, INC.
December 19, 1987 - December 13, 1988
INDEPENDENT INVESTMENT BROKERS OF AMERICA
January 31, 1983 - July 29, 1986
PAS, INC.
June 18, 1975 - October 9, 1987
FIRST AFFILIATED SECURITIES, INC.
July 29, 1960 - November 12, 1976
ROBERTS, SCOTT & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/29/1960
Registered Representative ExaminationCurrent Firm
CARDINAL CAPITAL MANAGEMENT, INC.
CRD#: 24605 / SEC#: , 8-41272
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
