Nelson C. Krum
Professional summary
Nelson Charles Krum SR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Nelson is a previously registered financial professional and started their career in finance in 1967. Prior to being barred, Nelson had worked at 4 firms, which includes IFG NETWORK SECURITIES INC., MIZEL SECURITIES CORPORATION, PLANNED INVESTMENTS INC., LINCOLN FINANCIAL DISTRIBUTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 1993 - November 14, 1996
IFG NETWORK SECURITIES, INC.
June 1, 1988 - January 31, 1989
MIZEL SECURITIES CORPORATION
December 17, 1980 - December 31, 1992
PLANNED INVESTMENTS INC.
October 16, 1967 - December 11, 1980
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/19/1967
Registered Representative ExaminationCurrent Firm
IFG NETWORK SECURITIES, INC.
CRD#: 19948 / SEC#: , 8-37937
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESTORS FINANCIAL PLANNING, INC. | HOLDING COMPANY | |
| DUNSTAN, RICHARD VAUGHAN | VICE PRESIDENT/SECRETARY/CROP | 1632092 |
| DUNSTAN, RICHARD VAUGHAN | MUNICIPAL PRINCIPAL | 1632092 |
| HARRISON, BRETT LAMAR | COO, SENIOR VICE PRESIDENT | 4032238 |
| HARRISON, BRETT LAMAR | DIRECTOR | 4032238 |
| MCEVOY, PATRICK HENRY | PRESIDENT, CEO | 1796543 |
| RESSLER, SANDER JAMES | CCO | 1455553 |
| STEWART, EVERETT PAUL JR | VICE PRESIDENT/TREASURER/FINOP | 2025188 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 4 |
Red Flags
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