Robert P. Calice

VELOCITY CLEARING

New York, NY 10038

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CRD#: 2759949

Professional summary

Robert Peer Calice, who also goes by Bob Calice, Robert P Calice, is a registered financial professional currently at VELOCITY CLEARING, LLC located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 10 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 19, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Calice | Robert P Calice

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Peer Calice's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 24, 2019 - Present

VELOCITY CLEARING, LLC

Office #1: 199 Water Street 17th Floor, New York, NY 10038Office #2: 1301 Route 36 Suite 103, Hazlet, NJ 07730

CRD#: 126588

New York, NY

Past

September 6, 2017 - December 6, 2019

ELECTRONIC TRANSACTION CLEARING, INC.

CRD#: 146122

New York, NY

Past

May 16, 2016 - September 8, 2017

DRIVEWEALTH INSTITUTIONAL LLC

CRD#: 33038

NEW YORK, NY

Past

August 11, 2015 - June 20, 2016

CV BROKERAGE, INC

CRD#: 462

New York, NY

Past

December 4, 2012 - July 29, 2015

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC

CRD#: 131487

NEW YORK, NY

Past

February 4, 2011 - November 16, 2012

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

February 2, 2007 - February 2, 2011

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

August 9, 2006 - December 15, 2006

RAMIREZ TRADETREK SECURITIES LLC

CRD#: 105797

NEWARK, NJ

Past

March 25, 2003 - October 1, 2003

BNY CLEARING SERVICES LLC

CRD#: 15879

MILWAUKEE, WI

Past

May 14, 1997 - April 27, 2006

COWEN EXECUTION SERVICES LLC

CRD#: 35693

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(12/24/2019)

New York
(12/24/2019)

Exams

State Security Law Exam

Series 63

Date: 9/4/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 19

Date: 5/4/2017

NYSE Floor Clerk - Equities Examination

General Industry/Product Exam

Series 55

Date: 4/2/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/13/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/5/2002

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MEMX LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

VELOCITY CLEARING, LLC

CRD#: 126588 / SEC#: , 8-65894

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Mailing Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Phone number

(201) 706-7157

Established

Delaware since 06/11/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VCT HOLDINGS, LLC	SOLE MEMBER
BRACERO, FRANK WILLIAM	CHIEF FINANCIAL OFFICER/FINOP	2178318
CALICE, ROBERT PEER	CHIEF OPERATIONS OFFICER	2759949
CRAWFORD, LAURA LYNN	CHIEF COMPLIANCE OFFICER	2666224
LOGAN, MICHAEL JAMES	CHIEF EXECUTIVE OFFICER	5763098
SCHAEFFER, BRIAN KEITH	PRESIDENT	3063403

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert P. Calice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Peer Calice's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELECTRONIC TRANSACTION CLEARING, INC.

DRIVEWEALTH INSTITUTIONAL LLC

CV BROKERAGE, INC

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC

PERSHING LLC

JEFFERIES LLC

RAMIREZ TRADETREK SECURITIES LLC

BNY CLEARING SERVICES LLC

COWEN EXECUTION SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/4/1997

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 19

Date: 5/4/2017

Series 55

Date: 4/2/1999

Series 7

Date: 5/13/1997

Series 24

Date: 3/5/2002

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Investors' Exchange LLC

MEMX LLC

MIAX PEARL, LLC

NYSE Arca, Inc.

Nasdaq BX, Inc.

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

VELOCITY CLEARING, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VELOCITY CLEARING, LLC

TRUST BUT VERIFY

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