Frederick L. Krull
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Lynn Krull was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1971. Frederick had worked at 15 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2012 - May 1, 2024
SANTANDER US CAPITAL MARKETS LLC
July 5, 2011 - March 7, 2013
PIERPONT CAPITAL ADVISORS LLC
November 1, 2004 - April 28, 2011
JEFFERIES LLC
May 24, 2004 - November 1, 2004
BONDS DIRECT SECURITIES LLC
April 1, 1999 - June 4, 2004
BANC ONE CAPITAL MARKETS, INC.
August 11, 1997 - April 1, 1999
BANC ONE CAPITAL MARKETS, INC.
January 29, 1997 - June 25, 1997
ALEX. BROWN & SONS INCORPORATED
May 13, 1993 - January 20, 1997
ABN AMRO SECURITIES LLC
August 4, 1987 - March 17, 1993
CITIGROUP GLOBAL MARKETS INC.
May 19, 1978 - June 27, 1987
KIDDER, PEABODY & CO. INCORPORATED
February 27, 1976 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
January 30, 1975 - February 22, 1976
AMERIPRISE ADVISOR SERVICES, INC.
November 30, 1973 - February 23, 1975
LOEB RHOADES & CO
July 28, 1972 - December 26, 1973
KOLB & COMPANY
March 25, 1971 - August 31, 1972
MC MASTER HUTCHINSON & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 3/17/1971
Registered Representative ExaminationCurrent Firm
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696 / SEC#: , 8-68282
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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