Christopher T. Cullen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Thomas Cullen was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1996. Christopher had worked at 3 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2009 - March 19, 2010
RONIN TRADING, LLC
September 22, 2003 - December 22, 2009
RONIN TRADING, LLC
April 29, 1997 - February 1, 1999
MORGAN STANLEY DW INC.
July 24, 1996 - April 3, 1997
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
RONIN TRADING, LLC
CRD#: 124987 / SEC#: , 8-65750
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
