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JT

Joe D. Turner

PRING TURNER
PLEASANT VIEW, CO 81331
Some features on this profile are disabled
CRD#: 2759847
JT

Professional summary

Joe Dennis Turner is a registered financial advisor currently at PRING TURNER located in Pleasant View, Colorado.

Joe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Joe has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joe Dennis Turner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 29, 2002 - Present

PRING TURNER

Office #1: 22416 Country Road 11, Pleasant View, CO 81331
RIA
CRD#: 110931
PLEASANT VIEW, CO
Past

July 8, 1997 - December 31, 2009

PRING TURNER

RIA
CRD#: 110931
PLEASANT VIEW, CO
Past

January 5, 1988 - October 6, 2004

ASSET ALLOCATION ADVISORS INC

RIA
CRD#: 110336
WALNUT CREEK, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PT
PRING TURNER
PRING TURNER | PRING/TURNER CAPITAL GROUP, INC. | PRING TURNER CAPITAL GROUP

CRD#: 110931 / SEC#: 801-12851

RIA
Registered Investment Advisory firm - (4/20/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/8/2010)
IAR
Colorado
(7/29/2002)
IAR
Texas
(5/21/2012)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/24/1996
Uniform Investment Adviser Law Examination

Current Firm

PT
PRING TURNER
PRING TURNER | PRING/TURNER CAPITAL GROUP, INC. | PRING TURNER CAPITAL GROUP

CRD#: 110931 / SEC#: 801-12851

RIA
Registered Investment Advisory firm - (4/20/1977 Approved)
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Contact information

Main Address
3195 Danville Blvd Ste 8, Alamo, CA 94507-1970
Mailing Address
Phone number
(925) 287-8527
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PRING TURNER FORM ADV PART 2A BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts475
AUM (Assets Under Management)$ 262,131,675

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRING TURNER

CRD#: 110931Pleasant View, CO 81331

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