Casey Dylan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Casey Dylan, CIMA®, who also goes by Dylan Casey, Dylan Casey Fowler, was a registered financial professional .
Casey is a previously registered financial professional and started their career in finance in 1996. Casey had worked at 15 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2018 - April 5, 2022
FORESIDE FINANCIAL SERVICES, LLC
November 30, 2017 - March 16, 2018
NORTHERN LIGHTS DISTRIBUTORS, LLC
February 13, 2015 - March 31, 2022
SYMMETRY PARTNERS
April 24, 2014 - July 15, 2014
FS INVESTMENT SOLUTIONS, LLC
April 5, 2010 - December 31, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
April 5, 2010 - April 5, 2013
MANULIFE INVESTMENT MANAGEMENT (US) LLC
March 23, 2010 - April 5, 2013
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
April 20, 2006 - March 15, 2010
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
June 28, 2004 - April 20, 2006
AMUNDI ASSET MANAGEMENT US, INC.
June 24, 2004 - March 15, 2010
AMUNDI DISTRIBUTOR US, INC.
February 10, 2004 - July 2, 2004
THE O.N. EQUITY SALES COMPANY
July 29, 2002 - March 4, 2004
PARK AVENUE SECURITIES LLC
November 2, 2001 - July 1, 2002
IDS LIFE INSURANCE COMPANY
November 2, 2001 - July 1, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
November 7, 1996 - February 26, 1998
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
