Gary H. Guyton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Hugh Guyton was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1997. Gary had worked at 9 firms and has passed the Series 63, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2012 - April 8, 2013
WFG INVESTMENTS, INC.
May 10, 2010 - November 2, 2010
GLOBAL HUNTER SECURITIES, LLC
December 1, 2009 - April 5, 2010
MADISON WILLIAMS AND COMPANY
October 14, 2008 - December 16, 2009
SANDERS MORRIS LLC
June 1, 2007 - November 12, 2008
COKER & PALMER
April 5, 2005 - June 13, 2007
BLEY INVESTMENT GROUP, INC.
March 10, 2004 - April 8, 2005
WFG INVESTMENTS, INC.
December 11, 2000 - March 12, 2004
HILLTOP SECURITIES INC.
June 29, 1998 - July 6, 2000
J.C. BRADFORD & CO.
May 30, 1997 - July 10, 1998
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WFG INVESTMENTS, INC.
CRD#: 22704 / SEC#: , 8-39928
Contact information
Documents
Disclosures
| Regulatory Event | 23 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
