Bradley A. Ducoat

THE DUCOAT FINANCIAL GROUP

Gainesville, FL

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CRD#: 2759783

Professional summary

Bradley Adam Ducoat, who also goes by Brad Ducoat, is a registered financial advisor currently at THE DUCOAT FINANCIAL GROUP located in Gainesville, Florida.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Bradley has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Ducoat

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

B.Ducoat Enterprises Inc. 6259 NW 50th Lane Gainesville, Florida 32653 Life Insurance GA Owner/General Agent Start Date 1/16/2004 Aprox. 50 hours a month devoted Aprox 1.5 hours a day during trading hours Life Insurance and Fixed Annuity Sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Adam Ducoat's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 1999 - Present

THE DUCOAT FINANCIAL GROUP

RIA

CRD#: 119884

Gainesville, FL

Past

October 27, 2011 - January 15, 2015

MOLONEY SECURITIES CO., INC.

CRD#: 38535

BOCA RATON, FL

Past

January 19, 2000 - December 31, 2009

WASSERMAN & ASSOCIATES, INC.

CRD#: 45085

MYRTLE BEACH, SC

Past

July 30, 1997 - December 31, 1999

THOS. K. WASSERMAN & ASSOCIATES, INC.

CRD#: 27826

BOYNTON BEACH, FL

Past

August 19, 1996 - July 1, 1997

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/30/1999)

IAR

Texas
(8/26/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/7/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/15/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/9/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/25/1998

General Securities Principal Examination

Current Firm

THE DUCOAT FINANCIAL GROUP

BRADLEY DUCOAT & ASSOCIATES | THE DUCOAT FINANCIAL GROUP | THE ALYRI CORPORATION D/B/A THE DUCOAT FINANCIAL GROUP | THE ALYRI CORPORATION D/B/A BRADLEY DUCOAT & ASSOCIATES | THE ALYRI CORPORATION

CRD#: 119884 / SEC#:

Florida

Registered Investment Advisory firm - (6/30/1999 Approved)

North Carolina

Registered Investment Advisory firm - (11/24/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/26/2020 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Gainesville, FL

Mailing Address

Phone number

(561) 488-2802

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	257
AUM (Assets Under Management)	$ 63,147,916

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley A. Ducoat

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Adam Ducoat's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOLONEY SECURITIES CO., INC.

WASSERMAN & ASSOCIATES, INC.

THOS. K. WASSERMAN & ASSOCIATES, INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/7/1998

SIE

Date: 1/15/2015

Series 7

Date: 8/12/1997

Series 6

Date: 7/9/1996

Series 24

Date: 4/25/1998

Current Firm

THE DUCOAT FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE DUCOAT FINANCIAL GROUP

TRUST BUT VERIFY

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