RT
Russell W. Travis
CRESCENT ADVISOR GROUP
Plano, TX 75093
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CRD#: 2759751
RT
Professional summary
Russell Warren Travis is a registered financial advisor currently at CRESCENT ADVISOR GROUP, INC. located in Plano, Texas and CRESCENT SECURITIES GROUP, INC. located in Plano, Texas.
Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Russell has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CRESCENT Securities GROUP, INC. INVESTMENT RELATED. 8750 N. CENTRAL EXPY #750 DALLAS, TX 75231. Vice President, Retail Operations. 09/2001. 180 HOURS/MONTH, 140 DURING TRADING HOURS. Oversee operations of broker/dealer, full time salaried employment. Assist with compliance efforts. Registered Representative.
CRS (Client Relationship Summary) - RIA
Click below to view Russell Warren Travis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2012 - Present
CRESCENT ADVISOR GROUP, INC.
Office #1: 4975 Preston Park Blvd. Suite 820, Plano, TX 75093RIA
CRD#: 115974
Plano, TX
Current
December 14, 2001 - Present
CRESCENT SECURITIES GROUP, INC.
Office #1: 4975 Preston Park Blvd. Suite 820, Plano, TX 75093Office #2: 4975 Preston Park Blvd. Suite 820, Plano, TX 75093BD
CRD#: 114993
Plano, TX
Past
August 1, 2005 - June 2, 2009
FFEC WEALTH PARTNERS LLC
BD
CRD#: 16507
SCOTTSDALE, AZ
Past
July 12, 1996 - July 29, 2005
FLEXVEST SECURITIES GROUP, INC.
BD
CRD#: 20728
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CRESCENT ADVISOR GROUP, INC.
CASTLE FINANCIAL, LLC. | VALAD PLUS INVESTMENT ADVISORS | LOWELL WEALTH MANAGEMENT | INTEGRITY CAPITAL ADVISORY, LLC | HAST FINANCIAL GROUP | CRESCENT ADVISOR GROUP, INC.
CRD#: 115974 / SEC#: 801-127131
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)California
Registered Investment Advisory firm - (2/8/2023 Terminated)Florida
Registered Investment Advisory firm - (1/9/2023 Terminated)Illinois
Registered Investment Advisory firm - (1/9/2023 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2023 Terminated)Texas
Registered Investment Advisory firm - (1/9/2023 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/20/2016)
RR
California(5/8/2002)
RR
Connecticut(12/6/2010)
RR
Indiana(11/18/2008)
RR
Iowa(1/2/2009)
RR
Maine(4/10/2024)
RR
Maryland(1/16/2008)
RR
Nevada(1/3/2012)
RR
New Jersey(1/31/2025)
RR
New York(3/24/2004)
RR
Oregon(8/15/2011)
RR
South Dakota(1/10/2024)
RR
Texas(1/30/2002)
IAR
Texas(10/3/2012)
RR
Virginia(4/16/2012)
RR
Wisconsin(4/28/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/6/2004
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CRESCENT ADVISOR GROUP, INC.
CASTLE FINANCIAL, LLC. | VALAD PLUS INVESTMENT ADVISORS | LOWELL WEALTH MANAGEMENT | INTEGRITY CAPITAL ADVISORY, LLC | HAST FINANCIAL GROUP | CRESCENT ADVISOR GROUP, INC.
CRD#: 115974 / SEC#: 801-127131
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)California
Registered Investment Advisory firm - (2/8/2023 Terminated)Florida
Registered Investment Advisory firm - (1/9/2023 Terminated)Illinois
Registered Investment Advisory firm - (1/9/2023 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2023 Terminated)Texas
Registered Investment Advisory firm - (1/9/2023 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4975 Preston Park Blvd. Suite 820, Plano, TX 75093
Mailing Address
Phone number
(972) 490-0150
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (7 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 467 |
| AUM (Assets Under Management) | $ 282,987,504 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CRESCENT ADVISOR GROUP, INC.
CRD#: 115974Plano, TX 75093TRUST BUT VERIFY
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