Stephen P. Emma
Professional summary
Stephen Patrick Emma, who also goes by Steve Emma, Stephen Patrick Palmberg, is a registered financial professional currently at BESSEMER INVESTOR SERVICES, INC. located in Denver, Colorado.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1996. Stephen has worked at 5 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Patrick Emma's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2011 - Present
BESSEMER INVESTOR SERVICES, INC.
Office #1: 3200 Cherry Creek S Drive Suite 600, Denver, CO 80209December 7, 2000 - September 6, 2011
SANFORD C. BERNSTEIN & CO., LLC
September 29, 1999 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
May 13, 1998 - August 20, 1999
HEARTLAND SECURITIES CORP.
April 21, 1998 - May 13, 1998
HEARTLAND SECURITIES CORP.
August 7, 1996 - April 21, 1998
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/25/2014)
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(11/3/2017)
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(10/10/2014)
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(10/10/2014)
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(10/23/2024)
(9/25/2014)
(10/10/2014)
(10/10/2014)
(4/21/2017)
(10/10/2014)
(9/25/2014)
(10/10/2014)
(10/10/2014)
(9/25/2014)
Exams
FINRA
Current Firm
BESSEMER INVESTOR SERVICES, INC.
CRD#: 17442 / SEC#: , 8-35199
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BESSEMER TRUST COMPANY, N.A. | SHAREHOLDER | |
| BOYLE, PATRICK SIDNEY | SENIOR VICE PRESIDENT | 2472066 |
| GLOWACKI, JEFF JOSEPH | DIRECTOR/SENIOR VICE PRESIDENT | 2942946 |
| GUPTA, RITU | CHIEF COMPLIANCE OFFICER/ASSISTANT SECRETARY | 5059699 |
| MARQUEZ, MICHAEL ALLEN | DIRECTOR/PRESIDENT | 4413060 |
| MCBRIDE, TIMOTHY SEAN | SENIOR VICE PRESIDENT | 2554176 |
| PEDROSO, ARTURO GUSTAVO | SENIOR VICE PRESIDENT | 5161708 |
| SCHLUSSELBERG, BRIAN SCOTT | SENIOR VICE PRESIDENT | 4716582 |
| SLOAN, BENJAMIN PERRY | SENIOR VICE PRESIDENT | 4243057 |
| SYMINGTON, JANE REILLY | SENIOR VICE PRESIDENT | 2520317 |
| TRIMARCO MIRANDO, DIANA | ASSISTANT TREASURER/ASSISTANT FINANCIAL & OPERATIONS PRINCIPAL | 5714209 |
| YAWORSKY, GEORGE M. | TREASURER/FINANCIAL & OPERATIONS PRINCIPAL | 6425195 |
Red Flags
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