Brigitte E. Vonwienken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brigitte Elisabeth Vonwienken, who also goes by Brigitte Elisabeth Krugel, Brigitte Krugel, Brigitte E Schwenk, Brigitte Elizabeth Vonwienken, was a registered financial professional .
Brigitte is a previously registered financial professional and started their career in finance in 1973. Brigitte had worked at 24 firms and has passed the Series 63, Series 1, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2005 - November 1, 2005
GLENDALE SECURITIES, INC.
January 7, 2003 - November 4, 2005
COMPUTER CLEARING SERVICES INC
February 11, 2002 - March 18, 2002
GORE-HORVATH, INC.
February 27, 2001 - March 1, 2002
INTERFIRST CAPITAL CORPORATION
May 15, 2000 - August 23, 2000
CITIGROUP GLOBAL MARKETS INC.
November 2, 1999 - March 29, 2000
NEW WORLD FINANCIAL, INC.
December 12, 1997 - January 12, 1999
GLOBALINK SECURITIES, INC.
November 25, 1996 - November 1, 1998
GLOBAL-AMERICAN INVESTMENTS, INC.
January 20, 1992 - February 14, 1997
NORCROSS & COMPANY
June 27, 1988 - December 5, 1990
KENNEDY, CABOT & CO.
January 1, 1987 - June 4, 1988
MEMBERS BROKERAGE ASSOCIATION, INC.
March 29, 1984 - May 2, 1986
L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC
May 29, 1980 - March 8, 1984
CANTOR FITZGERALD & CO.
November 8, 1979 - June 15, 1980
KENNEDY, CABOT & CO.
October 1, 1979 - November 1, 1979
LPL FINANCIAL LLC
March 20, 1979 - September 1, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
April 4, 1978 - December 30, 1978
BLUNT ELLIS & LOEWI INCORPORATED
January 20, 1978 - April 4, 1978
LOEWI & CO., INCORPORATED
September 16, 1977 - July 15, 1979
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
April 24, 1975 - February 27, 1976
BACHE & CO., INCORPORATED
August 23, 1974 - March 26, 1975
VERCOE & COMPANY, INC.
May 15, 1974 - September 17, 1974
HAYDEN STONE INC.
December 6, 1973 - June 23, 1974
BACHE & CO INCORPORATED
May 15, 1973 - December 14, 1973
P/H MUNICIPAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/7/1973
Registered Representative ExaminationCurrent Firm
GLENDALE SECURITIES, INC.
CRD#: 123649 / SEC#: , 8-65604
Contact information
FINRA licenses (48 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.