BV

Brigitte E. Vonwienken

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CRD#: 275960
BV

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brigitte Elisabeth Vonwienken, who also goes by Brigitte Elisabeth Krugel, Brigitte Krugel, Brigitte E Schwenk, Brigitte Elizabeth Vonwienken, was a registered financial professional .

Brigitte is a previously registered financial professional and started their career in finance in 1973. Brigitte had worked at 24 firms and has passed the Series 63, Series 1, Series 27, Series 24 and Series 4 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brigitte Elisabeth Krugel | Brigitte Krugel | Brigitte E Schwenk | Brigitte Elizabeth Vonwienken

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 20, 2005 - November 1, 2005

GLENDALE SECURITIES, INC.

BD
CRD#: 123649
SHERMAN OAKS, CA
Past

January 7, 2003 - November 4, 2005

COMPUTER CLEARING SERVICES INC

BD
CRD#: 20776
GLENDALE, CA
Past

February 11, 2002 - March 18, 2002

GORE-HORVATH, INC.

BD
CRD#: 6809
HUNTINGTON BEACH, CA
Past

February 27, 2001 - March 1, 2002

INTERFIRST CAPITAL CORPORATION

BD
CRD#: 7659
LOS ANGELES, CA
Past

May 15, 2000 - August 23, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

November 2, 1999 - March 29, 2000

NEW WORLD FINANCIAL, INC.

BD
CRD#: 47747
MARBELLA,
Past

December 12, 1997 - January 12, 1999

GLOBALINK SECURITIES, INC.

BD
CRD#: 29721
PASADENA, CA
Past

November 25, 1996 - November 1, 1998

GLOBAL-AMERICAN INVESTMENTS, INC.

BD
CRD#: 41802
WALNUT, CA
Past

January 20, 1992 - February 14, 1997

NORCROSS & COMPANY

BD
CRD#: 28570
PHOENIX, AZ
Past

June 27, 1988 - December 5, 1990

KENNEDY, CABOT & CO.

BD
CRD#: 2417
BEVERLY HILLS, CA
Past

January 1, 1987 - June 4, 1988

MEMBERS BROKERAGE ASSOCIATION, INC.

BD
CRD#: 15199
Past

March 29, 1984 - May 2, 1986

L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC

BD
CRD#: 14152
Past

May 29, 1980 - March 8, 1984

CANTOR FITZGERALD & CO.

BD
CRD#: 134
Past

November 8, 1979 - June 15, 1980

KENNEDY, CABOT & CO.

BD
CRD#: 2417
Past

October 1, 1979 - November 1, 1979

LPL FINANCIAL LLC

BD
CRD#: 6413
Past

March 20, 1979 - September 1, 1979

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

BD
CRD#: 640
Past

April 4, 1978 - December 30, 1978

BLUNT ELLIS & LOEWI INCORPORATED

BD
CRD#: 7580
Past

January 20, 1978 - April 4, 1978

LOEWI & CO., INCORPORATED

BD
CRD#: 526
Past

September 16, 1977 - July 15, 1979

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

August 27, 1976 - September 16, 1977

BACHE HALSEY STUART INC.

BD
CRD#: 7238
Past

February 27, 1976 - August 27, 1976

BACHE & CO INCORPORATED

BD
CRD#: 7058
Past

April 24, 1975 - February 27, 1976

BACHE & CO., INCORPORATED

BD
CRD#: 66
Past

August 23, 1974 - March 26, 1975

VERCOE & COMPANY, INC.

BD
CRD#: 855
Past

May 15, 1974 - September 17, 1974

HAYDEN STONE INC.

BD
CRD#: 6567
Past

December 6, 1973 - June 23, 1974

BACHE & CO INCORPORATED

BD
CRD#: 7058
Past

May 15, 1973 - December 14, 1973

P/H MUNICIPAL SECURITIES CORPORATION

BD
CRD#: 147

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 1
Date: 5/7/1973
Registered Representative Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


GS
GLENDALE SECURITIES, INC.
GLENDALE SECURITIES, INC.

CRD#: 123649 / SEC#: , 8-65604

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403
Mailing Address
15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403
Phone number
(818) 907-1505
Established
California since 08/19/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
BARBER, RICHARD WRIGHTSHAREHOLDER1298800
CASTILLO, GEORGE ALBERTOPRESIDENT, PRINCIPAL1936486
FLESCHE, PAUL ERICFINOP, CCO, PRINCIPAL, ROSFP, CFO, POO, PFO3277904
ABADIN, JOSE MIGUELSHAREHOLDER1273345
ROWE, CHRISTOPHER MICHAELAML COMPLIANCE OFFICER5562884
SHEN, QIUFANGSHAREHOLDER3158926

Disclosures


Regulatory Event6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GLENDALE SECURITIES, INC.

CRD#: 123649

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