Kevin Michael Kaiser

1.NAME OF OTHER RIA BUSINESS: SAGEVIEW ADVISORY SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT START DATE: 2014 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDE ADMINISTRATIVE SUPPORT TO INVESTMENT ADVISOR 2. NAME OF OTHER BUSINESS: KAISER PROPERTIES, LLC INVESTMENT RELATED: NO ADDRESS: 3332 BELLWOOD LANE GLENVIEW IL NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 2007 APX NUMBER OF HOURS PER WEEK: LESS THAN ONE APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN ONE BRIEF DESCRIPTION OF DUTIES: PRESIDENT, MANAGE THE OPERATIONS 3. NAME OF OTHER BUSINESS: KEVIN KAISER, TRUSTEE INVESTMENT RELATED: NO ADDRESS: 1307 BRENTWOOD PLACE, JOILET IL NATURE OF BUSINESS: TRUSTEE FOR PARENTS START DATE: APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: CONTINGENT TRUSTEE FOR PARENTS REVOCABLE TRUST