Thomas J. Casper
Professional summary
Thomas Jon Casper, who also goes by Thomas Jon Casper Jr, is a registered financial advisor currently at STANSBERRY ASSET MANAGEMENT, LLC located in Winter Park, Florida.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Thomas has worked at 14 firms and has passed the Series 65, Series 63, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Jon Casper's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2023 - Present
STANSBERRY ASSET MANAGEMENT, LLC
June 8, 2023 - August 15, 2023
LYONS WEALTH MANAGEMENT
February 17, 2022 - June 10, 2022
CAMARDA WEALTH ADVISORY GROUP
December 10, 2014 - February 9, 2018
CREATIVE PLANNING
March 6, 2013 - November 4, 2014
MERCER GLOBAL ADVISORS INC.
September 17, 2012 - February 4, 2013
JACKSON WEALTH MANAGEMENT, LLC
September 17, 2012 - February 4, 2013
TRIAD ADVISORS LLC
June 7, 2012 - September 17, 2012
LYONS WEALTH MANAGEMENT
January 14, 2011 - March 23, 2012
ADVANCED EQUITIES, INC.
December 9, 2010 - March 23, 2012
ADVANCED EQUITIES, INC.
November 12, 2009 - May 4, 2012
LYONS WEALTH MANAGEMENT
July 2, 2009 - June 16, 2010
HORAN CAPITAL MANAGEMENT,LLC
November 30, 2006 - December 4, 2007
WELLS FARGO CLEARING SERVICES, LLC
October 20, 2006 - December 4, 2007
WELLS FARGO CLEARING SERVICES, LLC
October 10, 2006 - October 20, 2006
CITIGROUP GLOBAL MARKETS INC.
April 4, 2001 - October 20, 2006
FISHER INVESTMENTS
January 22, 1997 - March 26, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 11, 1996 - January 9, 1997
DEL MAR FINANCIAL SERVICES, INCORPORATED
Primary Firm SEC Registration
STANSBERRY ASSET MANAGEMENT, LLC
CRD#: 282103 / SEC#: 801-107061
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/14/2023)
(1/2/2025)
Exams
Current Firm
STANSBERRY ASSET MANAGEMENT, LLC
CRD#: 282103 / SEC#: 801-107061
Contact information
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,164 |
| AUM (Assets Under Management) | $ 1,049,018,025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
