Steven R. Grey

GREY RHODES ADVISORS

Palm Beach Gardens, FL 33418

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CRD#: 2759517

Professional summary

Steven Richard Grey, who also goes by Steve Grey, is a registered financial advisor currently at GREY RHODES ADVISORS, LLC located in Palm Beach Gardens, Florida.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Steven has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Grey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Grey Value Management, LLC, Jupiter, Florida. Investment-related. Steven R. Grey is Founder and Managing Principal; a privately-held investment entity that oversees the Grey Value Opportunity Fund. Mr. Grey's duties involve managing the Grey Value Opportunity Fund. Mr. Grey devotes approximately 70 hours per week to his business. (2)Grey Investment Management, LLC, Jupiter, Florida. Investment-related. Steven R. Grey is the Founder and Managing Principal. This firm is the investment manager and general partner of the Grey Value Opportunity Fund. Mr. Grey devotes approximately 70 hours per week to these two businesses.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Richard Grey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2021 - Present

GREY RHODES ADVISORS, LLC

Office #1: 4500 Pga Blvd Suite 304b, Palm Beach Gardens, FL 33418

RIA

CRD#: 311491

Palm Beach Gardens, FL

Past

January 20, 2006 - December 21, 2007

ALBRIGHT SECURITIES LLC

CRD#: 136630

WASHINGTON, DC

Past

May 14, 1999 - October 16, 2000

BENTLEY SECURITIES CORPORATION

CRD#: 25759

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/3/2021)

IAR

Texas
(9/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/26/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/19/2006

General Securities Representative Examination

Current Firm

GREY RHODES ADVISORS, LLC

CRD#: 311491 / SEC#:

Florida

Registered Investment Advisory firm - (3/3/2021 Approved)

Texas

Registered Investment Advisory firm - (9/16/2021 Conditional Restricted)

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Contact information

Main Address

4500 Pga Blvd Suite 304b, Palm Beach Gardens, FL 33418

Mailing Address

Phone number

(561) 453-2292

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	102
AUM (Assets Under Management)	$ 42,683,520

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven R. Grey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Richard Grey's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREY RHODES ADVISORS, LLC

ALBRIGHT SECURITIES LLC

BENTLEY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/2020

Series 63

Date: 1/26/2006

Series 7

Date: 1/19/2006

Current Firm

GREY RHODES ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREY RHODES ADVISORS, LLC

TRUST BUT VERIFY

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