Gary T. Guglielmo

STAR WEALTH ADVISORS

BOCA RATON, FL

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CRD#: 2759496

Professional summary

Gary Thomas Guglielmo, who also goes by Gary T Guglielmo, is a registered financial advisor currently at STAR WEALTH ADVISORS located in Boca Raton, Florida and WESTPARK CAPITAL, INC. located in Boca Raton, Florida.

Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Gary has worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gary T Guglielmo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: 1. AFA Capital LLC, Position: Equity owner, Nature: For Tax purpose only, Investment Related: No, Hours: 1, Securities Trading Hours: 0, Start Date: 09/24/2024, Address: 800 NE 69th st, Boca Raton FL 33487, United States, Description: LLC for tax purposes.2. Start Wealth Advisers. Yes. 2701 Cambridge Court Auburn Hills, MI 48034. RIA, Managing Director Private Wealth Managment. 3/31/25. 20. 2 during Market Hours. Investment Advisor Managing Customer Assets.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Thomas Guglielmo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2025 - Present

STAR WEALTH ADVISORS

RIA

CRD#: 332344

BOCA RATON, FL

Current

September 24, 2024 - Present

WESTPARK CAPITAL, INC.

Office #1: 225 Ne Mizner Blvd Suite 530, Boca Raton, FL 33432

RIA

CRD#: 39914

Boca Raton, FL

Past

November 1, 2024 - April 17, 2025

WESTPARK CAPITAL, INC.

RIA

CRD#: 39914

NEW YORK, NY

Past

June 1, 2009 - August 18, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Boca Raton, FL

Past

June 1, 2009 - August 18, 2022

MORGAN STANLEY

CRD#: 149777

Boca Raton, FL

Past

June 22, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BOCA RATON, FL

Past

June 24, 2002 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BOCA RATON, FL

Past

January 13, 2001 - June 24, 2002

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

May 31, 2000 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

December 18, 1998 - June 1, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

February 19, 1997 - January 7, 1999

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/12/2025)

California
(6/10/2025)

Colorado
(1/7/2025)

Florida
(11/1/2024)

IAR

Florida
(5/6/2025)

Nevada
(1/6/2025)

New Jersey
(11/12/2024)

New York
(12/24/2024)

Pennsylvania
(12/23/2024)

Texas
(12/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/22/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/20/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/18/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STAR WEALTH ADVISORS

DWORETSKY FINANCIAL | STAR WEALTH ADVISORS | MAXX WEALTH ADVISORS

CRD#: 332344 / SEC#: 801-130849

RIA

Registered Investment Advisory firm - (12/16/2024 Terminated)

Florida

Registered Investment Advisory firm - (3/19/2025 Approved)

Michigan

Registered Investment Advisory firm - (3/26/2025 Approved)

Ohio

Registered Investment Advisory firm - (3/17/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

225 Ne Mizner Blvd Ste 350, Boca Raton, FL 33432

Mailing Address

Phone number

(561) 427-2424

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 5,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary T. Guglielmo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Thomas Guglielmo's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTPARK CAPITAL, INC.

WESTPARK CAPITAL, INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/22/2024

Series 65

Date: 6/20/2005

SIE

Date: 10/1/2018

Series 7

Date: 2/18/1997

FINRA

Current Firm

STAR WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STAR WEALTH ADVISORS

TRUST BUT VERIFY

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