Todd A. Dittmann

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CRD#: 2759472

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Todd Albert Dittmann, who also goes by Todd Dittmann, was a registered financial professional .

Todd is a previously registered financial professional and started their career in finance in 1996. Todd had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Todd Dittmann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CAL DIVE INTERNATIONAL, IS A OFFSHORE CONSTRUCTIN COMPANY(NOT INVESTMENT RETLATED). 2500 CITY WEST BLVD, SUITE 2200, HOUSTON TX 77042. MR DITTMANN IS A DIRECTOR/NOM GOV CHAIR. HE START HIS RELATIONSHIP WITH THE COMPANY IN 12/2006. HE SPENDS APPROXIMATELY 5 - 10 HOURS A MONTH WORKING WITH THIS COMPANY. HIS DUTIES RELATED BEING A CORPORATE DIRECTOR. HE IS COMPENSATED IN CASH AND SHARES. ANGELO, GORDON & CO., L.P. CURRENTLY EMPLOYED AS AN INVESTMENT PROFESSIONAL AT ANGELO, GORDON & CO. L.P., A REGISTERED INVESTMENT ADVISOR LOCATED AT 245 PARK AVENUE, 26TH FLOOR, NEW YORK, NY 10167. CURRENTLY EMPLOYED IN THEIR ASSOCIATED OFFICE AT 1331 LAMAR ST. HOUSTON TEXAS. DUTIES REQUIRE APPROXIMATELY 40 HOURS PER WEEK WORKING IN INVESTMENT-RELATED ACTIVITY. EMPLOYMENT WITH ANGELO GORDON COMMENCED IN OCTOBER 2013.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 21, 2014 - December 31, 2023

TPG ANGELO GORDON

RIA

CRD#: 131940

NEW YORK, NY

Past

January 21, 2014 - December 14, 2015

AG BD LLC

CRD#: 23122

NEW YORK, NY

Past

December 7, 2012 - October 1, 2013

GLOBAL HUNTER SECURITIES, LLC

CRD#: 123003

HOUSTON, TX

Past

June 27, 2011 - November 13, 2012

TRUIST SECURITIES, INC.

CRD#: 6271

ATLANTA, GA

Past

October 26, 2009 - June 3, 2011

IMPERIAL CAPITAL, LLC

CRD#: 43744

HOUSTON, TX

Past

February 28, 2006 - September 5, 2006

D.B. ZWIRN & CO., L.P.

RIA

CRD#: 137791

HOUSTON, TX

Past

April 29, 1997 - April 14, 2004

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

October 9, 1996 - May 6, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 8, 1996 - September 5, 1996

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TPG ANGELO GORDON

ANGELO, GORDON & CO., L.P. | TPG ANGELO GORDON

CRD#: 131940 / SEC#: 801-34300

RIA

Registered Investment Advisory firm - (5/26/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/10/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/14/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/15/2009

General Securities Principal Examination

Current Firm

TPG ANGELO GORDON

ANGELO, GORDON & CO., L.P. | TPG ANGELO GORDON

CRD#: 131940 / SEC#: 801-34300

RIA

Registered Investment Advisory firm - (5/26/1989 Approved)

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Contact information

Main Address

245 Park Avenue 26th Floor, New York, NY 10167

Mailing Address

Phone number

(212) 692-2000

Established

Firm type

Fiscal year end

# of Employees

1,114

SEC notice filing (6 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

TPG ANGELO GORDON FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	335
AUM (Assets Under Management)	$ 100,723,362,426

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/30/2025	Cover Page	Report
12/16/2024	Cover Page	Report
11/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd A. Dittmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AG BD LLC

GLOBAL HUNTER SECURITIES, LLC

TRUIST SECURITIES, INC.

IMPERIAL CAPITAL, LLC

D.B. ZWIRN & CO., L.P.

JEFFERIES LLC

UBS FINANCIAL SERVICES INC.

J.P. MORGAN SECURITIES INC.

Primary Firm SEC Registration

TPG ANGELO GORDON

State Registrations and Notice Filings

Exams

Series 63

Date: 11/10/2009

SIE

Date: 12/14/2015

Series 7

Date: 10/23/2009

Series 24

Date: 12/15/2009

Current Firm

TPG ANGELO GORDON

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TPG ANGELO GORDON

TRUST BUT VERIFY

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