Vincent A. Chiera
Professional summary
Vincent Anthony Chiera Jr., who also goes by VIncent A Chiera Jr, Vincent A Nthony Chiera Jr, Vincent Anthony Chiera Jr, Vincent Anthony Chiera, Vincent Chiera, is a registered financial professional currently at INSPEREX LLC located in Delray Beach, Florida.
Vincent is registered as a RR (Registered Representative) and started their career in finance in 2000. Vincent has worked at 9 firms and has passed the Series 66, Series 52TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vincent Anthony Chiera Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2024 - Present
INSPEREX LLC
Office #1: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483May 11, 2021 - March 19, 2024
NAVIAN CAPITAL SECURITIES LLC
September 23, 2019 - April 30, 2021
CETERA WEALTH SERVICES, LLC
August 16, 2019 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
March 7, 2008 - December 14, 2018
INSPEREX LLC
August 29, 2005 - March 10, 2008
LASALLE FINANCIAL SERVICES, INC.
March 21, 2003 - March 10, 2008
LASALLE FINANCIAL SERVICES, INC.
September 11, 2002 - February 28, 2003
EK RILEY INVESTMENTS, LLC
January 15, 2002 - October 1, 2002
RAGEN MACKENZIE INVESTMENT SERVICES, LLC
October 9, 2001 - January 31, 2002
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 24, 2000 - October 26, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2024)
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Exams
Series 52TO
Date: 5/2/2024
Municipal Securities Representative ExaminationFINRA
Current Firm
INSPEREX LLC
CRD#: 101420 / SEC#: , 8-52081
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| CARRELS, CHRISTINE ANN | CHIEF MARKETING OFFICER | 6651750 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| ELLIOTT, LAURA SUE | PRESIDENT | 2125558 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| NICHOLSON, MARSHALL ALLEN | HEAD OF STRATEGIC INITIATIVES | 4585471 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
| RHODES, DERYK TREVOR | HEAD OF WEALTH MANAGEMENT SOLUTIONS | 4157411 |
| TOLAR, JOHN M | HEAD OF FIXED INCOME SALES & TRADING | 3075402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
INSPEREX LLC
CRD#: 101420Delray Beach, FL 33483TRUST BUT VERIFY
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