Paul Toldalagi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Toldalagi, who also goes by Paul M Toldalagi, Paul Michael Toldalagi, Paul Michel Toldalagi, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2009. Paul had worked at 2 firms and has passed the Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2019 - July 1, 2022
ARK SECURITIES LLC
June 4, 2009 - June 25, 2009
PHOENIX DERIVATIVES GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 7TO
Date: 1/19/2019
General Securities Representative ExaminationCurrent Firm
ARK SECURITIES LLC
CRD#: 246787 / SEC#: , 8-69629
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
