Shlomo D. Drillick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shlomo David Drillick, who also goes by Shlomie Drillick, was a registered financial professional .
Shlomo is a previously registered financial professional and started their career in finance in 1996. Shlomo had worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2000 - December 6, 2000
REVERE SECURITIES LLC
August 28, 2000 - December 1, 2015
TRACK DATA SECURITIES CORPORATION
January 1, 1998 - November 17, 2004
POND EQUITIES
November 6, 1996 - October 1, 1997
KING FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
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