Kenneth P. Krueger
Professional summary
Kenneth Peter Krueger was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial professional and started their career in finance in 1968. Prior to being barred, Kenneth had worked at 10 firms, which includes CANTERBURY CONSULTING INCORPORATED, KIDDER PEABODY & CO. INCORPORATED, MORGAN STANLEY DW INC., REYNOLDS SECURITIES INC., SHEARSON HAYDEN STONE INC., HAYDEN STONE INC., W. E. HUTTON & CO., NEWBURGER LOEB & CO. INC., WILLIAM HUTCHINSON & CO. INC., DEAN WITTER & CO. INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 1997 - December 7, 2016
CANTERBURY CONSULTING INCORPORATED
November 18, 1988 - December 13, 2013
CANTERBURY CONSULTING INCORPORATED
November 4, 1981 - January 3, 1989
KIDDER, PEABODY & CO. INCORPORATED
February 24, 1978 - November 7, 1981
MORGAN STANLEY DW INC.
June 24, 1976 - February 24, 1978
REYNOLDS SECURITIES, INC.
November 8, 1974 - August 12, 1976
SHEARSON HAYDEN STONE INC.
June 26, 1974 - November 8, 1974
HAYDEN STONE INC.
December 12, 1973 - June 29, 1974
W. E. HUTTON & CO.
December 5, 1972 - January 21, 1974
NEWBURGER, LOEB & CO., INC.
September 21, 1972 - December 6, 1972
WILLIAM HUTCHINSON & CO., INC.
November 1, 1968 - October 11, 1972
DEAN WITTER & CO. INCORPORATED
Primary Firm SEC Registration
CANTERBURY CONSULTING INCORPORATED
CRD#: 22875 / SEC#: 801-34756, 8-39969
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 4/1/1977
AMEX Put and Call ExamSeries 1
Date: 1/2/1968
Registered Representative ExaminationCurrent Firm
CANTERBURY CONSULTING INCORPORATED
CRD#: 22875 / SEC#: 801-34756, 8-39969
Contact information
SEC notice filing (12 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLUCK, DONALD ROBINSON | CHAIRMAN | 863902 |
| LAVEN, MICHAEL SCOTT | MANAGING DIRECTOR | 1497898 |
| MONTGOMERY, JERRY DALE III | MANAGING DIRECTOR | 1874730 |
| BERWANGER, ADELE HUGHES | MANAGING DIRECTOR | 2068413 |
| KRUEGER, KENNETH PETER | DIRECTOR | 275918 |
| PAREKH, POORVI RAJEN | PRESIDENT & CHIEF EXECUTIVE OFFICER | |
| BATRES, TERESA | CHIEF FINANCIAL OFFICER; FINOP | 5481832 |
| CHOWDHURY, DEBASHIS | MANAGING DIRECTOR | 3146678 |
| GRATTEAU, AMY MICHELLE | DIRECTOR OF MARKETING | 2986612 |
| JETT, AARON DAVIS | SENIOR RESEARCH ANALYST | 4102510 |
| KORNMANN, GREGORY BRYAN | MANAGER OF ANALYTICS | 4887512 |
| LEVEY, JASON E | VICE PRESIDENT | 4793252 |
| MITTMANN, MARK AUGUST | CHIEF COMPLIANCE OFFICER (CCO); AML COMPLIANCE OFFICER (AMLCO) | 5080856 |
| MOORE, JENIFER ANN | SR. CLIENT SERVICE SPECIALIST | 4313109 |
| PEDERSON, JANELLE | MANAGER OF HUMAN RESOURCES AND ADMINSTRATION | |
| QUINN, RYAN MICHAEL | SENIOR RESEARCH ANALYST | 3179079 |
| SCHIELEIN, RYAN OTTO | SENIOR RESEACH ANALYST | 4445017 |
| WOOD, NOLAN C | VICE PRESIDENT | 3041549 |
| YERKES, LEONARD A III | MANAGING DIRECTOR |
Regulatory assets under management
| Total Number of Accounts | 4,276 |
| AUM (Assets Under Management) | $ 7,391,449,526 |
Disclosures
| Regulatory Event | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 | ||
| 08/28/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
