Charles J. Benway

MAIN STREET FINANCIAL

Harrison, NY 10528

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CRD#: 2759047

Professional summary

Charles Joseph Benway, CFP® is a registered financial advisor currently at MAIN STREET FINANCIAL located in Harrison, New York.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Charles has worked at 4 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SELF-EMPLOYED AS CHARLES BENWAY, CPA - NOT AN INVESTMENT-RELATED BUSINESS. IS LOCATED AT THE SAME ADDRESS AS MAIN STREET FINANCIAL.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Joseph Benway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

June 15, 2021 - Present

MAIN STREET FINANCIAL

Office #1: 550 Mamaroneck Avenue Suite 402, Harrison, NY 10528

RIA

CRD#: 118130

Harrison, NY

Past

August 25, 2011 - December 31, 2012

MAIN STREET FINANCIAL

RIA

CRD#: 118130

MOUNT KISCO, NY

Past

September 8, 2000 - January 29, 2002

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

December 13, 1999 - July 3, 2000

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

November 13, 1996 - December 7, 1999

C. J. M. PLANNING CORP.

CRD#: 5698

POMPTON LAKES, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAIN STREET FINANCIAL

MAIN STREET FINANCIAL | MAIN STREET FINANCIAL LLC

CRD#: 118130 / SEC#: 801-76458

RIA

Registered Investment Advisory firm - (5/3/2012 Approved)

Connecticut

Registered Investment Advisory firm - (12/12/2012 Terminated)

New York

Registered Investment Advisory firm - (12/11/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/1/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/12/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MAIN STREET FINANCIAL

MAIN STREET FINANCIAL | MAIN STREET FINANCIAL LLC

CRD#: 118130 / SEC#: 801-76458

RIA

Registered Investment Advisory firm - (5/3/2012 Approved)

Connecticut

Registered Investment Advisory firm - (12/12/2012 Terminated)

New York

Registered Investment Advisory firm - (12/11/2012 Terminated)

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Contact information

Main Address

2500 Westchester Ave Suite 107, Purchase, NY 10577

Mailing Address

Phone number

(914) 698-8303

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAIN STREET FINANCIAL DISCLOSURE BROCHURE (12/10/2025)

Regulatory assets under management

Total Number of Accounts	264
AUM (Assets Under Management)	$ 61,328,487

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles J. Benway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Joseph Benway's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAIN STREET FINANCIAL

MAIN STREET FINANCIAL

CETERA FINANCIAL SPECIALISTS LLC

PARK AVENUE SECURITIES LLC

C. J. M. PLANNING CORP.

Primary Firm SEC Registration

MAIN STREET FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 10/1/1996

Series 6

Date: 11/12/1996

Current Firm

MAIN STREET FINANCIAL

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAIN STREET FINANCIAL

TRUST BUT VERIFY

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