David M. Berdine

BADGLEY PHELPS WEALTH MANAGERS

Seattle, WA 98101

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CRD#: 2758507

Professional summary

David Michael Berdine, who also goes by David M Berdine, is a registered financial advisor currently at BADGLEY PHELPS WEALTH MANAGERS located in Seattle, Washington.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. David has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David M Berdine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Berdine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2024 - Present

BADGLEY PHELPS WEALTH MANAGERS

Office #1: 1420 Fifth Avenue Suite 3200, Seattle, WA 98101

RIA

CRD#: 315440

Seattle, WA

Past

August 29, 2022 - May 22, 2024

FRED ALGER & COMPANY, LLC

CRD#: 5300

NEW YORK, NY

Past

April 30, 2021 - August 10, 2022

D.A. DAVIDSON & CO.

RIA

CRD#: 199

SEATTLE, WA

Past

March 16, 2021 - August 10, 2022

D.A. DAVIDSON & CO.

CRD#: 199

SEATTLE, WA

Past

November 13, 2017 - June 6, 2019

PATRICK CAPITAL MARKETS, LLC

CRD#: 16518

Corona del Mar, CA

Past

January 4, 2007 - February 3, 2016

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

Past

January 2, 2002 - December 31, 2006

STERLING CAPITAL DISTRIBUTORS, LLC

CRD#: 103934

PORTLAND, ME

Past

October 4, 2000 - January 2, 2002

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

Past

November 20, 1998 - August 15, 2000

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BOSTON, MA

Past

August 6, 1996 - January 23, 1998

SEATTLE-NORTHWEST SECURITIES CORPORATION

CRD#: 10639

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BADGLEY PHELPS WEALTH MANAGERS

BADGLEY PHELPS WEALTH MANAGERS | BADGLEY PHELPS WEALTH MANAGERS, LLC

CRD#: 315440 / SEC#: 801-121830

RIA

Registered Investment Advisory firm - (7/26/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/11/2024)

IAR

Idaho
(6/10/2024)

IAR

Oregon
(6/14/2024)

IAR

Texas
(6/10/2024)

IAR

Washington
(6/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/31/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/23/1996

General Securities Representative Examination

Current Firm

BADGLEY PHELPS WEALTH MANAGERS

BADGLEY PHELPS WEALTH MANAGERS | BADGLEY PHELPS WEALTH MANAGERS, LLC

CRD#: 315440 / SEC#: 801-121830

RIA

Registered Investment Advisory firm - (7/26/2021 Approved)

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Contact information

Main Address

1420 Fifth Avenue Suite 3200, Seattle, WA 98101

Mailing Address

Phone number

(206) 623-6172

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BADGLEY PHELPS WEALTH MANAGERS, LLC PART 2A BROCHURE 03/29/2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,875
AUM (Assets Under Management)	$ 5,902,779,678

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/27/2025	Cover Page	Report
12/11/2024	Cover Page	Report
01/08/2024	Cover Page	Report
10/24/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Berdine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Berdine's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRED ALGER & COMPANY, LLC

D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO.

PATRICK CAPITAL MARKETS, LLC

FORESIDE FUNDS DISTRIBUTORS LLC

STERLING CAPITAL DISTRIBUTORS, LLC

FORESIDE FUNDS DISTRIBUTORS LLC

SIGNATOR FINANCIAL SERVICES, INC.

SEATTLE-NORTHWEST SECURITIES CORPORATION

Primary Firm SEC Registration

BADGLEY PHELPS WEALTH MANAGERS

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/2021

Series 63

Date: 7/31/1996

SIE

Date: 10/1/2018

Series 7

Date: 7/23/1996

Current Firm

BADGLEY PHELPS WEALTH MANAGERS

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BADGLEY PHELPS WEALTH MANAGERS

TRUST BUT VERIFY

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