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Paul Douglas Maraman

CRD# 2758471·Registered 1996 - 2001
Barred: Paul Douglas Maraman was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Paul Douglas Maraman, who also goes by Paul D Maraman, was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1996 - 2001. Paul had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Paul D Maraman

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

FIRSTAR INVESTMENT SERVICES,INC.·CRD# 14536
BD
Morris Plains, NJ
January 3, 2000 - September 24, 2001
MERCANTILE INVESTMENT SERVICES, INC.·CRD# 19908
BD
St. Louis, MO
June 18, 1998 - January 3, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
July 26, 1996 - June 3, 1998

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Current Firm

FI
FIRSTAR INVESTMENT SERVICES,INC.

ELAN INVESTMENT SERVICES, INC. | FIRSTAR INVESTMENT SERVICES,INC. | FIRSTAR INVESTMENT SERVICES, INC. | FIRST WISCONSIN INVESTMENT SERVICES | ELANCO INVESTMENT SERVICES, INC.

CRD#: 14536 / SEC#: 8-30767
BD
Terminated by SEC on 02/18/2002

Contact Information

Established

Wisconsin since 10/21/1983

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
U.S. BANCORP MINNESOTA, N.A.OWNER—
DAVIS, RICHARDDIRECTOR—
GUEVARA, CARLOS JOHNSENIOR VICE PRESIDENT, DIRECTOR OF COMPLIANCE1697335
HIDY, RICHARD J.CHIEF LEGAL OFFICER, SECRETARY—
JACOBSMEYER, CAROL JEANDIRECTOR603832
LAMMERT, MARILYN KAYASSISTANT VICE PRESIDENT, SROP, CROP1264361
MCCORMACK, DANIEL JOSEPHINTERIM PRESIDENT1808443
SANTIAGO, MARIA ISABELSENIOR VICE PRESIDENT, OPERATIONS & BROKER SERVICES1275974
SHORT, STEVENDIRECTOR—
TRUEMAN, DANIEL JOSEPHFINANCIAL AND OPERATIONS PRINCIPAL2912375

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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