Barry D. Calhoun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Douglas Calhoun, who also goes by Barry D Calhoun, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1996. Barry had worked at 5 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2021 - April 8, 2021
VISTA FINANCE, LLC
July 14, 2014 - April 13, 2015
FIFTH THIRD SECURITIES, INC.
June 27, 2014 - April 13, 2015
FIFTH THIRD SECURITIES, INC.
October 23, 2009 - May 10, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - May 10, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 2, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 27, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 1, 2004 - April 24, 2006
U.S. BANCORP INVESTMENTS, INC.
April 12, 1998 - June 4, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 3, 1996 - June 4, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
VISTA FINANCE, LLC
CRD#: 312082 / SEC#: 801-120420
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VISTA FINANCE, LLC
CRD#: 312082 / SEC#: 801-120420
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 540 |
| AUM (Assets Under Management) | $ 273,752,374 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/22/2025 | ||
| 09/29/2023 | ||
| 12/15/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
