Nathan H. Kalvik
Professional summary
Nathan Harris Kalvik is a registered financial professional currently at DIRECTED SERVICES LLC located in Des Moines, Iowa.
Nathan is registered as a RR (Registered Representative) and started their career in finance in 1998. Nathan has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nathan Harris Kalvik's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2007 - Present
DIRECTED SERVICES LLC
Office #1: 699 Walnut St, Des Moines, IA 50309May 20, 2011 - March 8, 2013
VOYA FINANCIAL PARTNERS, LLC
January 1, 2004 - March 2, 2007
VOYA FINANCIAL ADVISORS, INC.
December 18, 2003 - January 1, 2004
LOCUST STREET SECURITIES, INC.
November 14, 2003 - December 17, 2003
SCOTTRADE, INC.
January 2, 2003 - November 17, 2003
LOCUST STREET SECURITIES, INC.
August 17, 2000 - December 31, 2002
LOCUST STREET SECURITIES, INC.
October 22, 1998 - August 4, 2000
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/27/2018)
(9/27/2018)
(3/9/2007)
(9/27/2018)
(9/27/2018)
Exams
FINRA
Current Firm
DIRECTED SERVICES LLC
CRD#: 21675 / SEC#: 801-32675, 8-39104
Contact information
FINRA licenses (5 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DIRECTED SERVICES LLC
CRD#: 21675Des Moines, IA 50309TRUST BUT VERIFY
Monitor Nathan Kalvik
Get automatic monthly alerts on:
