Carolyn A. Sipperley
Professional summary
Carolyn Ann Sipperley, who also goes by Carolyn Ann Deshler, Carolyn Ann Gifford, is a registered financial advisor currently at ONE + ONE WEALTH MANAGEMENT, LLC located in Jupiter, Florida.
Carolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Carolyn has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carolyn Ann Sipperley's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2020 - Present
ONE + ONE WEALTH MANAGEMENT, LLC
Office #1: 1061 E. Indiantown Road Suite 300, Jupiter, FL 33477March 1, 2006 - November 25, 2020
RAYMOND JAMES & ASSOCIATES, INC.
February 3, 2006 - November 25, 2020
RAYMOND JAMES & ASSOCIATES, INC.
September 21, 2004 - February 7, 2006
LEGG MASON WOOD WALKER, INCORPORATED
February 22, 2000 - February 7, 2006
LEGG MASON WOOD WALKER, INCORPORATED
Primary Firm SEC Registration
ONE + ONE WEALTH MANAGEMENT, LLC
CRD#: 310906 / SEC#: 801-119677
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/17/2020)
Exams
Series 7TO
Date: 2/22/2024
General Securities Representative ExaminationCurrent Firm
ONE + ONE WEALTH MANAGEMENT, LLC
CRD#: 310906 / SEC#: 801-119677
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 692 |
| AUM (Assets Under Management) | $ 270,914,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
